Top 20 ETF stock exposure

Rank ETF Weight % in ETF
1 SPC 4.71%
2 SPCX 1.45%
3 SPAX 0.03%

Top 20 institutional holders

Rank Holder SharesFloat % Change Date reported
1 Hudson Bay Capital Management LP 1.00M (67.48%) 500.00K
Increased by +50.00%
Sep 30, 23
2 Westchester Capital Management LLC 747.37K (50.43%) 0.00
Increased by 0.00%
Sep 30, 23
3 First Trust Capital Management L.P. 526.33K (35.51%) 159.66K
Increased by +30.33%
Sep 30, 23
4 Radcliffe Group Inc 500.00K (33.74%) 0.00
Increased by 0.00%
Sep 30, 23
5 KIM, LLC 350.00K (23.62%) 0.00
Increased by 0.00%
Sep 30, 23
6 Saba Capital Management, LP 263.47K (17.78%) 0.00
Increased by 0.00%
Sep 30, 23
7 Shaolin Capital Management LLC 250.00K (16.87%) 0.00
Increased by 0.00%
Sep 30, 23
8 Mizuho Securities USA Inc 163.50K (11.03%) 163.50K
Increased by +100.00%
Mar 31, 25
9 Spartan Fund Management Inc. 115.52K (7.79%) -222.30K
Decreased by -192.43%
Sep 30, 23
10 Polar Asset Management Partners 100.00K (6.75%) 0.00
Increased by 0.00%
Sep 30, 23
11 Flow State Investments LP 50.00K (3.37%) 0.00
Increased by 0.00%
Sep 30, 23
12 Tuttle Capital Management, LLC 23.86K (1.61%) 0.00
Increased by 0.00%
Sep 30, 23
13 BMO Capital Markets Corp. 23.59K (1.59%) 23.59K
Increased by +100.00%
Sep 30, 23
14 Bank of Montreal 23.59K (1.59%) 23.59K
Increased by +100.00%
Sep 30, 23
15 BOOTHBAY FUND MANAGEMENT, LLC 0.00 (0.00%) -59.44K
Decreased by N/A%
Mar 31, 25
16 Berkley W R Corp 0.00 (0.00%) -261.29K
Decreased by N/A%
Mar 31, 25
17 CLEAR STREET LLC. 0.00 (0.00%) -4.98K
Decreased by N/A%
Mar 31, 25
18 Condor Capital Management 0.00 (0.00%) -12.70K
Decreased by N/A%
Dec 31, 24
19 Glazer Capital, LLC 0.00 (0.00%) -271.90K
Decreased by N/A%
Mar 31, 25
20 Karpus Management Inc 0.00 (0.00%) -23.75K
Decreased by N/A%
Jun 30, 25

Top 20 mutual fund holders

Rank Holder SharesFloat % Change Date reported
1 The Merger Fund A 706.15K (47.65%) 0.00
Increased by 0.00%
Sep 30, 23
2 First Trust Merger Arbitrage Cl I 570.31K (38.48%) 55.68K
Increased by +9.76%
Dec 31, 23
3 CrossingBridge Pre-Merger SPAC ETF 57.56K (3.88%) 0.00
Increased by 0.00%
Aug 29, 25
4 JNL Multi-Manager Alternative A 25.27K (1.71%) 0.00
Increased by 0.00%
Dec 31, 23
5 Karpus Taxable Fixed Income 22.00K (1.48%) 0.00
Increased by 0.00%
Jun 30, 25
6 Pender Alternative Arbitrage Plus Cl I 19.33K (1.30%) 0.00
Increased by 0.00%
Jul 31, 25
7 SPAC and New Issue ETF 14.88K (1.00%) 0.00
Increased by 0.00%
Jan 31, 24
8 Pender Alternative Arbitrage Cl FF 14.11K (0.95%) 0.00
Increased by 0.00%
Jul 31, 25
9 The Merger Fund VL I 9.98K (0.67%) 0.00
Increased by 0.00%
Sep 30, 23
10 First Trust Multi-Strategy Cl I 7.14K (0.48%) 4.56K
Increased by +63.88%
Sep 30, 23
11 Virtus Westchester Event-Driven Fd I 3.25K (0.22%) 0.00
Increased by 0.00%
Sep 30, 23
12 Karpus Conservative Balanced 2.00K (0.13%) 0.00
Increased by 0.00%
Jun 30, 25
13 Karpus Tax Sensitive Fixed Income 1.75K (0.12%) 0.00
Increased by 0.00%
Jun 30, 25
14 JNL/Westchester Capital Event Driven A 1.35K (0.09%) 0.00
Increased by 0.00%
Sep 30, 23
15 Virtus Westchester Credit Event Fd I 513.00 (0.03%) 0.00
Increased by 0.00%
Sep 30, 23